On the dynamical Lie algebras of quantum approximate optimization algorithms

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AbstractDynamical Lie algebras (DLAs) have emerged as a valuable tool in the study of parameterized quantum circuits, helping to characterize both their expressiveness and trainability. In particular, the absence or presence of barren plateaus (BPs) – flat regions in parameter space that prevent the efficient training of variational quantum algorithms – has recently been shown to be intimately related to quantities derived from the associated DLA. In this work, we investigate DLAs for the quantum approximate optimization algorithm (QAOA), one of the most studied variational quantum algorithms for solving graph MaxCut and other combinatorial optimization problems. While DLAs for QAOA circuits have been studied before, existing results have either been based on numerical evidence, or else correspond to DLA generators specifically chosen to be universal for quantum computation on a subspace of states. We initiate an analytical study of barren plateaus and other statistics of QAOA algorithms, and give bounds on the dimensions of the corresponding DLAs and their centers for general graphs. We then focus on the $n$-vertex cycle and complete graphs. For the cycle graph we give an explicit basis, identify its decomposition into the direct sum of a $2$-dimensional center and a semisimple component isomorphic to $n-1$ copies of $su(2)$. We give an explicit basis for this isomorphism, and a closed-form expression for the variance of the cost function, proving the absence of BPs. For the complete graph we prove that the dimension of the DLA is $O(n^3)$ and give an explicit basis for the DLA.► BibTeX data@article{Allcock2026dynamicallie, doi = {10.22331/q-2026-05-29-2119}, url = {https://doi.org/10.22331/q-2026-05-29-2119}, title = {On the dynamical {L}ie algebras of quantum approximate optimization algorithms}, author = {Allcock, Jonathan and Santha, Miklos and Yuan, Pei and Zhang, Shengyu}, journal = {{Quantum}}, issn = {2521-327X}, publisher = {{Verein zur F{\"{o}}rderung des Open Access Publizierens in den Quantenwissenschaften}}, volume = {10}, pages = {2119}, month = may, year = {2026} }► References [1] Marco Cerezo, Andrew Arrasmith, Ryan Babbush, Simon C Benjamin, Suguru Endo, Keisuke Fujii, Jarrod R McClean, Kosuke Mitarai, Xiao Yuan, Lukasz Cincio, et al. ``Variational quantum algorithms''.
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Nature Reviews Physics 3, 625–644 (2021). https://doi.org/10.1038/s42254-021-00348-9 [2] Lov K Grover. ``A fast quantum mechanical algorithm for database search''. In Proceedings of the twenty-eighth annual ACM symposium on Theory of computing. Pages 212–219. (1996). https://doi.org/10.1145/237814.237866 [3] Peter W Shor. ``Algorithms for quantum computation: discrete logarithms and factoring''. In Proceedings 35th annual symposium on foundations of computer science. Pages 124–134. IEEE (1994). https://doi.org/10.1109/SFCS.1994.365700 [4] Aram W Harrow, Avinatan Hassidim, and Seth Lloyd. ``Quantum algorithm for linear systems of equations''. Physical review letters 103, 150502 (2009). https://doi.org/10.1103/PhysRevLett.103.150502 [5] Stephen Jordan. ``Quantum algorithm zoo''. https://quantumalgorithmzoo.org/. https://quantumalgorithmzoo.org/. [6] Ryan Babbush, Jarrod R McClean, Michael Newman, Craig Gidney, Sergio Boixo, and Hartmut Neven. ``Focus beyond quadratic speedups for error-corrected quantum advantage''. PRX Quantum 2, 010103 (2021). https://doi.org/10.1103/PRXQuantum.2.010103 [7] Torsten Hoefler, Thomas Häner, and Matthias Troyer. ``Disentangling hype from practicality: On realistically achieving quantum advantage''. Communications of the ACM 66, 82–87 (2023). https://doi.org/10.1145/3571725 [8] Alberto Peruzzo, Jarrod McClean, Peter Shadbolt, Man-Hong Yung, Xiao-Qi Zhou, Peter J Love, Alán Aspuru-Guzik, and Jeremy L O’brien. ``A variational eigenvalue solver on a photonic quantum processor''. Nature Communications 5, 4213 (2014). https://doi.org/10.1038/ncomms5213 [9] Jarrod R McClean, Sergio Boixo, Vadim N Smelyanskiy, Ryan Babbush, and Hartmut Neven. ``Barren plateaus in quantum neural network training landscapes''. Nature Communications 9, 4812 (2018). https://doi.org/10.1038/s41467-018-07090-4 [10] Carlos Ortiz Marrero, Mária Kieferová, and Nathan Wiebe. ``Entanglement-induced barren plateaus''. PRX Quantum 2, 040316 (2021). https://doi.org/10.1103/PRXQuantum.2.040316 [11] Taylor L Patti, Khadijeh Najafi, Xun Gao, and Susanne F Yelin. ``Entanglement devised barren plateau mitigation''.
Physical Review Research 3, 033090 (2021). https://doi.org/10.1103/PhysRevResearch.3.033090 [12] Arthur Pesah, Marco Cerezo, Samson Wang, Tyler Volkoff, Andrew T Sornborger, and Patrick J Coles. ``Absence of barren plateaus in quantum convolutional neural networks''. Physical Review X 11, 041011 (2021). https://doi.org/10.1103/PhysRevX.11.041011 [13] Zoë Holmes, Kunal Sharma, Marco Cerezo, and Patrick J Coles. ``Connecting ansatz expressibility to gradient magnitudes and barren plateaus''. PRX Quantum 3, 010313 (2022). https://doi.org/10.1103/PRXQuantum.3.010313 [14] Martin Larocca, Piotr Czarnik, Kunal Sharma, Gopikrishnan Muraleedharan, Patrick J Coles, and Marco Cerezo. ``Diagnosing barren plateaus with tools from quantum optimal control''. Quantum 6, 824 (2022). https://doi.org/10.22331/q-2022-09-29-824 [15] Kunal Sharma, Marco Cerezo, Lukasz Cincio, and Patrick J Coles. ``Trainability of dissipative perceptron-based quantum neural networks''.
Physical Review Letters 128, 180505 (2022). https://doi.org/10.1103/PhysRevLett.128.180505 [16] Lucas Friedrich and Jonas Maziero. ``Quantum neural network cost function concentration dependency on the parametrization expressivity''. Scientific Reports 13, 9978 (2023). https://doi.org/10.1038/s41598-023-37003-5 [17] Enrique Cervero Martín, Kirill Plekhanov, and Michael Lubasch. ``Barren plateaus in quantum tensor network optimization''. Quantum 7, 974 (2023). https://doi.org/10.22331/q-2023-04-13-974 [18] Marco Cerezo, Akira Sone, Tyler Volkoff, Lukasz Cincio, and Patrick J Coles. ``Cost function dependent barren plateaus in shallow parametrized quantum circuits''. Nature Communications 12, 1791 (2021). https://doi.org/10.1038/s41467-021-21728-w [19] Amira Abbas, David Sutter, Christa Zoufal, Aurélien Lucchi, Alessio Figalli, and Stefan Woerner. ``The power of quantum neural networks''.
Nature Computational Science 1, 403–409 (2021). https://doi.org/10.1038/s43588-021-00084-1 [20] Zoë Holmes, Andrew Arrasmith, Bin Yan, Patrick J Coles, Andreas Albrecht, and Andrew T Sornborger. ``Barren plateaus preclude learning scramblers''.
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